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FINRA Awards for Harold Y. Fain TTee of Harold Y. Fain

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Case Number Award Date Case Summary Customer Case? Amount Granted
10-0128411/09/2010Claimant(s): Harold Y. Fain TTee of Harold Y. Fain
Claimant Lawyers(s): Harold Y. Fain
Respondent(s): TD Ameritrade.
Respondent Lawyers(s): Hollie Mason
Arbitrator(s): Donald Theodore Ryce
Hearing Site: Boca Raton, FL
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