| 18-02548 | 07/16/2019 | Claimant(s): Charles Schwab & Co..
Claimant Lawyers(s): Gilbert Serota
Respondent(s): Ki Ham
Respondent Lawyers(s): Roger D. Mellem
Arbitrator(s): Joseph C. Roberts, Katherine Hendricks, William P. Bergsten
Hearing Site: Seattle, WA
|  | $0 |
| 15-03104 | 02/27/2017 | Claimant(s): Mary Jo Metro
Claimant Lawyers(s): Daniel A. Rogers
Respondent(s): Morgan Stanley & Co.
Respondent Lawyers(s): Debra (Volland) Achkire
Arbitrator(s): William J. Brack, Laurel Littman Gothelf, William P. Bergsten
Hearing Site: Seattle, WA
| | $0 |
| 15-01862 | 10/04/2016 | Claimant(s): Charles Schwab & Co..
Claimant Lawyers(s): Geoffrey Beckham
Respondent(s): Armando Cervantes
Respondent Lawyers(s): Armando Cervantes
Arbitrator(s): William Ziering, William P. Bergsten, Paul R. Meyer
Hearing Site: Seattle, WA
| | $0 |
| 14-01603 | 02/22/2016 | Claimant(s): Richard Jensen, Jensen Enterprises.
Claimant Lawyers(s): Han Le, Kenneth J. Catanzarite
Respondent(s): John Misner
Respondent Lawyers(s): Wright A. Noel
Arbitrator(s): William P. Bergsten, Jonathan W. Kaiser, Paul R. Meyer
Hearing Site: Seattle, WA
| | $0 |
| 11-02923 | 08/02/2012 | Claimant(s): Barbara Hasting, David O'Harrow, Dennis Sager, Jozef Alena, Kim Sager, Marvin Hasting, Velma Byers, Living Trust U/A/D 10/14/91 FBO Marvin D
Claimant Lawyers(s): Richard D. Brady
Respondent(s): Ingrid Gintz, Morgan Stanley
Respondent Lawyers(s): Adam Kauff, Jack M. Lovejoy
Arbitrator(s): Thomas D. Cochran, William P. Bergsten, Michael R.E. Sanders
Hearing Site: Seattle, WA
| | $600 |
