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FINRA Awards for William J. Brack

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Case Number Award Date Case Summary Customer Case? Amount Granted
15-0310402/27/2017Claimant(s): Mary Jo Metro
Claimant Lawyers(s): Daniel A. Rogers
Respondent(s): Morgan Stanley & Co.
Respondent Lawyers(s): Debra (Volland) Achkire
Arbitrator(s): William J. Brack, Laurel Littman Gothelf, William P. Bergsten
Hearing Site: Seattle, WA
Checkmark Icon$0
11-0324705/07/2014Claimant(s): Bradford Underdahl
Claimant Lawyers(s): Erwin J. Shustak
Respondent(s): Morgan Stanley
Respondent Lawyers(s): Tracy L. Gerber
Arbitrator(s): William J. Brack, Chad Anthony Franks
Hearing Site: San Diego, CA

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