Potomac Analytics' Logo

FINRA Awards for Commonwealth Equity Services.

Search by Case Number, Claimant, Respondent, Council, Arbitrator, Award Date or Amount Granted:

Filter by:

Sort by:

Displaying 3 out of 3 results
Case Number Award Date Case Summary Customer Case? Amount Granted
11-0242104/25/2012Claimant(s): Commonwealth Equity Services.
Claimant Lawyers(s): Joe Tully
Respondent(s): John Benedetto
Respondent Lawyers(s): John J Benedetto
Arbitrator(s): Tom L. Peterson
Hearing Site: Boston, MA
11-0154012/02/2011Claimant(s): Commonwealth Equity Services.
Claimant Lawyers(s): Joe Tully
Respondent(s): John Kai
Respondent Lawyers(s): John Kaleihiehie Kai
Arbitrator(s): Thomas D. Reese
Hearing Site: Honolulu, HI
08-0387411/24/2009Claimant(s): Arlan Coulter
Claimant Lawyers(s): Richard D. Brady
Respondent(s): Daniel Wiersma, Edward Grogan, Commonwealth Equity Services.
Respondent Lawyers(s): Charles A. Lyman
Arbitrator(s): Michael W. Reinhardt, John M. Casey, Michael R.E. Sanders
Hearing Site: Seattle, WA
Checkmark Icon$84,972

3 Results

Display: