Search by Case Number, Claimant, Respondent, Council, Arbitrator, Award Date or Amount Granted:
| Case Number | Award Date | Case Summary | Customer Case? | Amount Granted |
|---|---|---|---|---|
| 14-01380 | 06/05/2015 | Claimant(s): Wells Fargo Advisors Claimant Lawyers(s): Alan S. Rafterman Respondent(s): Respondent Lawyers(s): Arbitrator(s): Tom L. Peterson Hearing Site: Boston, MA | ||
| 13-00023 | 12/16/2013 | Claimant(s): Matthew Zick Claimant Lawyers(s): Matthew James Zick Respondent(s): Columbia Management Investment Distribut Respondent Lawyers(s): Julie Fleming-Wolfe Arbitrator(s): Tom L. Peterson Hearing Site: Boston, MA | ||
| 13-00196 | 11/08/2013 | Claimant(s): Jeffrey Szynkarski Claimant Lawyers(s): Jeffrey R. Szynkarski Respondent(s): Casey Doody, James Epervary, TD Ameritrade. Respondent Lawyers(s): Hollie M. Mason Arbitrator(s): Tom L. Peterson Hearing Site: Providence, RI |  | $0 |
| 11-02227 | 04/26/2012 | Claimant(s): Raymond James Financial Services. Claimant Lawyers(s): Jennifer R. Seltenrich Respondent(s): William Munier Respondent Lawyers(s): William Munier Arbitrator(s): Tom L. Peterson Hearing Site: Boston, MA | ||
| 11-02421 | 04/25/2012 | Claimant(s): Commonwealth Equity Services. Claimant Lawyers(s): Joe Tully Respondent(s): John Benedetto Respondent Lawyers(s): John J Benedetto Arbitrator(s): Tom L. Peterson Hearing Site: Boston, MA | ||
| 09-05048 | 06/09/2010 | Claimant(s): Jeffry A. Wisnia IRA Account Claimant Lawyers(s): Howard B. Prossnitz Respondent(s): Morgan Keegan & Company. Respondent Lawyers(s): Larry E. Mobley Arbitrator(s): Tom L. Peterson Hearing Site: Boston, MA | | $16,720 |
| 09-03998 | 03/09/2010 | Claimant(s): Vincent Pisaturo Claimant Lawyers(s): Vincent Pisaturo Respondent(s): Janney Montgomery Scott LLC Respondent Lawyers(s): Fotini A. Antoniadis Arbitrator(s): Tom L. Peterson Hearing Site: Providence, RI | | $0 |