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FINRA Awards for Charles A. Lyman

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Case Number Award Date Case Summary Customer Case? Amount Granted
08-0387411/24/2009Claimant(s): Arlan Coulter
Claimant Lawyers(s): Richard D. Brady
Respondent(s): Daniel Wiersma, Edward Grogan, Commonwealth Equity Services.
Respondent Lawyers(s): Charles A. Lyman
Arbitrator(s): Michael W. Reinhardt, John M. Casey, Michael R.E. Sanders
Hearing Site: Seattle, WA
Checkmark Icon$84,972

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