| 12-02963 | 09/06/2013 | Claimant(s): Myong Butler
Claimant Lawyers(s): Richard D. Brady
Respondent(s): Kari Kennard, Robert Cannon
Respondent Lawyers(s): Diane M. Meyers, Jeffrey S. Salisbury
Arbitrator(s): John A. Bender, James R. Medley, John Howard Resing
Hearing Site: Seattle, WA
|  | Dismissed by Rule 12206 |
| 10-01590 | 04/06/2011 | Claimant(s): Mary Jo Broomfield
Claimant Lawyers(s): Robert A. Graham
Respondent(s): Suanne Jones, American Independent Securities Group
Respondent Lawyers(s): Jeffrey S. Salisbury
Arbitrator(s): Katherine H. O'Neil
Hearing Site: Portland, OR
| | $0 |
| 10-01287 | 11/09/2010 | Claimant(s): Wesley Olson
Claimant Lawyers(s): Jeffrey S. Salisbury
Respondent(s): Joe Lee, Scottrade Inc.
Respondent Lawyers(s): Alexander T. Moore, Niels P. Murphy
Arbitrator(s): Justine Fischer
Hearing Site: Portland, OR
| | $213 |
| 09-01513 | 05/14/2010 | Claimant(s): Mary Hale, Brianna Nicole Fore, CGM Education Savin, Jared Austin Fore, CGM Educational Savi, Laura Pelkey U/OR/UTMA Mary Belle Hale, Mariah Fore U/OR/UTMA Mary Belle Hale, Nicholas Alexander Fore,CGM Education Sa, Mary Belle Hale CGM IRA
Claimant Lawyers(s): Jeffrey S. Salisbury
Respondent(s): Citigroup Global Markets., Lloyd Millegan
Respondent Lawyers(s): Melanie L. Ronen
Arbitrator(s): Gary F. Purpura, James John Jurinski, Robert Sachs Mandelson
Hearing Site: Portland, OR
| | $0 |
| 09-01140 | 03/02/2010 | Claimant(s): Kenneth and Eleanor Nesting Living Trust
Claimant Lawyers(s): Jeffrey S. Salisbury
Respondent(s): Morgan Stanley & Co., Steve Pedersen, Steven McSharry
Respondent Lawyers(s): James J. Fontanilla
Arbitrator(s): R. Lee Smith, Nina Vallion, William H. King
Hearing Site: Portland, OR
| | $235,710 |
