Search by Case Number, Claimant, Respondent, Council, Arbitrator, Award Date or Amount Granted:
| Case Number | Award Date | Case Summary | Customer Case? | Amount Granted |
|---|---|---|---|---|
| 18-01500 | 01/04/2019 | Claimant(s): Mark Nudelman Claimant Lawyers(s): David Neuman Respondent(s): LPL Financial LLC Respondent Lawyers(s): Peter W. Howell Arbitrator(s): Craig Charles Beles Hearing Site: Seattle, WA |  | Expungement |
| 18-01192 | 09/21/2018 | Claimant(s): Rosemary Hansen Claimant Lawyers(s): Jeffrey A. Sellers Respondent(s): LPL Financial LLC, Rey Whitehorn Respondent Lawyers(s): Peter W. Howell Arbitrator(s): Charles Hoffman Hearing Site: Boca Raton, FL | | $6,213 |
| 12-02657 | 05/27/2014 | Claimant(s): Bethene Kimbrough Claimant Lawyers(s): Robert A. Frazier Respondent(s): Jim Blount Respondent Lawyers(s): Peter W. Howell Arbitrator(s): Robert W. Dempsey Hearing Site: Little Rock, AR | | Expungement |
| 12-03284 | 04/15/2014 | Claimant(s): Christa Collins, Justus Essman Claimant Lawyers(s): Adam T. Rabin Respondent(s): LPL Financial LLC, UVEST Financial Services Group. Respondent Lawyers(s): Peter W. Howell, Sara B. Davis Arbitrator(s): Brian G. Mooney, Edith N. Dinneen Hearing Site: Tampa, FL | | Expungement |
| 12-03463 | 05/31/2013 | Claimant(s): Joanna N. Sobran, IRA Claimant Lawyers(s): Ronald M. Amato Respondent(s): Julie Casserly Respondent Lawyers(s): Peter W. Howell Arbitrator(s): Raymond P. Buschmann Hearing Site: Chicago, IL | | Expungement |
| 10-03857 | 10/20/2011 | Claimant(s): Mary C. Gregory Trust U/A DTD 10/5/77 Claimant Lawyers(s): Richard D. Brady Respondent(s): Mutual Service Corporation Respondent Lawyers(s): Peter W. Howell Arbitrator(s): John A. Bender Hearing Site: Seattle, WA | | Dismissed by Rule 12206 |
| 09-02418 | 10/11/2010 | Claimant(s): Charles Patton Claimant Lawyers(s): Robert E. Prussing Respondent(s): Wells Fargo Investments Respondent Lawyers(s): Peter W. Howell Arbitrator(s): Martin Olinick, Alan Stamm, Daniel Su Hearing Site: Los Angeles, CA | | $0 |