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FINRA Awards for Richard J. Belmonte

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Case Number Award Date Case Summary Customer Case? Amount Granted
10-0004805/17/2012Claimant(s): John Galinsky
Claimant Lawyers(s): Michael J. Lohnes
Respondent(s): Dwight Badger, Keith Daubenspeck, Advanced Equities.
Respondent Lawyers(s): Jeffrey S. Fowler
Arbitrator(s): Ann Wilhelmina Kuppe, Richard J. Belmonte, Glenn A. Zipp
Hearing Site: Chicago, IL
09-0169101/27/2011Claimant(s): Banc of America Investment Services Inc.
Claimant Lawyers(s): Ronald P. Kane
Respondent(s): James Dingle
Respondent Lawyers(s): Alan Block
Arbitrator(s): Robert B. Schmidt, Richard J. Belmonte, Stephen M. Slavin
Hearing Site: Chicago, IL
08-0165205/06/2010Claimant(s): Mesirow Financial Holdings., Mesirow Financial Invesment Managment,, Mesirow Financial.
Claimant Lawyers(s): Scott Vold
Respondent(s): David Copeland, Neal Price, Strategic Wealth Partners
Respondent Lawyers(s): Tiffany C. Woodie
Arbitrator(s): Doris H. Geck, Richard J. Belmonte, Debra J. Tucker
Hearing Site: Chicago, IL

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