| 08-02399 | 06/06/2011 | Claimant(s): Kimberly Hutcheson
Claimant Lawyers(s): Brian P. Sanford
Respondent(s): Audrey Gibson, Gary Carby, Citigroup Global Markets., Stephen Caine, Citigroup.
Respondent Lawyers(s): Tiffany C. Woodie
Arbitrator(s): Jeff Abrams, Joseph A. Vicario, Edward S. Koppman
Hearing Site: Dallas, TX
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| 09-03947 | 03/28/2011 | Claimant(s): Joel Lagore
Claimant Lawyers(s): Mark L. Kowalsky
Respondent(s): David Vallie, Citigroup Global Markets., Morgan Stanley, Morgan Stanley & Co., Terrence Andrysiak
Respondent Lawyers(s): Tiffany C. Woodie
Arbitrator(s): Harvey Frank, Mark Wietchy, William P. Thorpe
Hearing Site: Detroit, MI
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| 08-01652 | 05/06/2010 | Claimant(s): Mesirow Financial Holdings., Mesirow Financial Invesment Managment,, Mesirow Financial.
Claimant Lawyers(s): Scott Vold
Respondent(s): David Copeland, Neal Price, Strategic Wealth Partners
Respondent Lawyers(s): Tiffany C. Woodie
Arbitrator(s): Doris H. Geck, Richard J. Belmonte, Debra J. Tucker
Hearing Site: Chicago, IL
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| 08-02433 | 07/31/2009 | Claimant(s): Bevery Hills Bank & Trust Company, Wayne Hummer Investments LLC
Claimant Lawyers(s): Melvin G. Moseley
Respondent(s): Daniel Hack, Citigroup Global Markets., Mary Anderson, Marybeth Oconnor, Michelle Hughes, Patricia Marsh, Phillip Burno, Tracy Polselli
Respondent Lawyers(s): Tiffany C. Woodie
Arbitrator(s): Richard G Clemens, Joy Pava Shulruff, Rody P. Biggert
Hearing Site: Chicago, IL
| | Expungement |
| 07-01321 | 11/16/2007 | Claimant(s): Harris Investor Services.
Claimant Lawyers(s): Cindy S. Stuyvesant
Respondent(s): Ryan Connelly, Steven Zimmerman
Respondent Lawyers(s): Tiffany C. Woodie
Arbitrator(s): Marc B. Horin, David G. Duggan, James A. Murphy
Hearing Site: Chicago, IL
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