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FINRA Awards for Howard R. Elisofon

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Displaying 4 out of 4 results
Case Number Award Date Case Summary Customer Case? Amount Granted
17-0040308/16/2018Claimant(s): Socrates Cruz
Claimant Lawyers(s): Howard R. Elisofon
Respondent(s): Morgan Stanley, Feliciano Fleita, Dytman Inc.
Respondent Lawyers(s): Jeremy S. Winer, Santos Michelena de la Cova
Arbitrator(s): Howard J. Stiefel, Nunzio Garzino, Anna Lascar
Hearing Site: New York, NY
Checkmark IconExpungement
13-0313206/16/2015Claimant(s): David Unger
Claimant Lawyers(s): David Wayne Unger
Respondent(s): Tangent Capital Partners
Respondent Lawyers(s): Howard R. Elisofon
Arbitrator(s): Fred S. Pieroni
Hearing Site: New York, NY
13-0160310/28/2014Claimant(s): Annabelle Relf, Jeffrey Relf
Claimant Lawyers(s): Edward H. Glenn
Respondent(s): David Rogers, Dwight Badger, Keith Beck, Keith Daubenspeck, Matthew Gartner, Advanced Equities.
Respondent Lawyers(s): Amal S. Amin, Howard R. Elisofon, Keith Eric Beck
Arbitrator(s): Jeff Kilgore, Lynne M. Gomez, John Chelsea Allman
Hearing Site: Houston, TX
Checkmark IconExpungement
09-0717511/01/2010Claimant(s): Sagepoint Financial.
Claimant Lawyers(s): Howard R. Elisofon
Respondent(s): Kathleen Camarda, Vincent Camarda
Respondent Lawyers(s): Martin Kaplan
Arbitrator(s): Eric P. Nachman, Richard Weinberger, Stephen J. Patti
Hearing Site: New York, NY

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