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FINRA Awards for Nunzio Garzino

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Case Number Award Date Case Summary Customer Case? Amount Granted
18-0275705/10/2019Claimant(s): Anthony Markovic
Claimant Lawyers(s): Anthony L. Markovic
Respondent(s): Sterne, Agee & Leach.
Respondent Lawyers(s): George D. Sullivan
Arbitrator(s): Sandra Gale Behrle, David I. Goldblatt, Nunzio Garzino
Hearing Site: New York, NY
Checkmark IconDismissed by Rule 12206/12504
17-0040308/16/2018Claimant(s): Socrates Cruz
Claimant Lawyers(s): Howard R. Elisofon
Respondent(s): Morgan Stanley, Feliciano Fleita, Dytman Inc.
Respondent Lawyers(s): Jeremy S. Winer, Santos Michelena de la Cova
Arbitrator(s): Howard J. Stiefel, Nunzio Garzino, Anna Lascar
Hearing Site: New York, NY
Checkmark IconExpungement
10-0139501/20/2012Claimant(s): Anthony V. Possidente & Fonda Possidente
Claimant Lawyers(s): Richard B. Fosher
Respondent(s): UBS Financial Services Inc.
Respondent Lawyers(s): Tracey Salmon-Smith
Arbitrator(s): Ted M. Rosen, Lincoln W. Craighead, Nunzio Garzino
Hearing Site: New York, NY
Checkmark IconExpungement

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