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FINRA Awards for Martin Kaplan

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Case Number Award Date Case Summary Customer Case? Amount Granted
19-0333206/08/2021Claimant(s): Martin Kaplan
Claimant Lawyers(s): Kyle M. Kulzer
Respondent(s): Next Financial Group.
Respondent Lawyers(s): Steven N. Fuller
Arbitrator(s): John Francis Markuns, Paula M. Bagger, Gail Sillman
Hearing Site: Boston, MA
Checkmark IconExpungement
15-0046103/24/2016Claimant(s): Albert Akerman
Claimant Lawyers(s): Avrohom Gefen
Respondent(s): CL Wealth Management, Cabot Lodge Securities LLC
Respondent Lawyers(s): Martin H. Kaplan, Martin Kaplan
Arbitrator(s): William G. Binckes, Robert E. Riccobono, Robert Michael O'Brien
Hearing Site: New York, NY
09-0717511/01/2010Claimant(s): Sagepoint Financial.
Claimant Lawyers(s): Howard R. Elisofon
Respondent(s): Kathleen Camarda, Vincent Camarda
Respondent Lawyers(s): Martin Kaplan
Arbitrator(s): Eric P. Nachman, Richard Weinberger, Stephen J. Patti
Hearing Site: New York, NY

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