Search by Case Number, Claimant, Respondent, Council, Arbitrator, Award Date or Amount Granted:
| Case Number | Award Date | Case Summary | Customer Case? | Amount Granted |
|---|---|---|---|---|
| 23-01590 | 02/22/2024 | Claimant(s): D.A. Davidson & Co. Claimant Lawyers(s): Nancy L. Hendrickson Respondent(s): Jason Barella Respondent Lawyers(s): Jason Barella Arbitrator(s): Gail Sillman Hearing Site: Boston, MA | ||
| 23-02231 | 11/30/2023 | Claimant(s): UBS Financial Services Inc., UBS Credit Corp. Claimant Lawyers(s): Michelle M. Wezner Respondent(s): Jason Pirnie Respondent Lawyers(s): Jason Pirnie Arbitrator(s): Gail Sillman Hearing Site: Boston, MA | ||
| 20-01660 | 06/01/2022 | Claimant(s): Milton Smith, Cabot Smith, as Trustee Claimant Lawyers(s): Samuel B. Edwards Respondent(s): UBS Financial Services Inc. Respondent Lawyers(s): J Matthew W. Haws Arbitrator(s): Peter M Cosel, Patrick Sullivan, Gail Sillman Hearing Site: Boston, MA |  | $0 |
| 19-03332 | 06/08/2021 | Claimant(s): Martin Kaplan Claimant Lawyers(s): Kyle M. Kulzer Respondent(s): Next Financial Group. Respondent Lawyers(s): Steven N. Fuller Arbitrator(s): John Francis Markuns, Paula M. Bagger, Gail Sillman Hearing Site: Boston, MA | | Expungement |