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FINRA Awards for as Trustee

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Case Number Award Date Case Summary Customer Case? Amount Granted
20-0166006/01/2022Claimant(s): Milton Smith, Cabot Smith, as Trustee
Claimant Lawyers(s): Samuel B. Edwards
Respondent(s): UBS Financial Services Inc.
Respondent Lawyers(s): J Matthew W. Haws
Arbitrator(s): Peter M Cosel, Patrick Sullivan, Gail Sillman
Hearing Site: Boston, MA
Checkmark Icon$0
12-0254306/17/2014Claimant(s): Jill Meyer, William Meyer, William G. Meyer, as Trustee
Claimant Lawyers(s): Raquel Terrigno
Respondent(s): UBS Financial Services Inc.
Respondent Lawyers(s): Bradley B. Rounsaville
Arbitrator(s): Nancy J. Cliff, Gustavus L. Pearthree, Philip L. Manczak
Hearing Site: Ft. Lauderdale, FL
Checkmark IconExpungement

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