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FINRA Awards for Kyle M. Kulzer

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Displaying 5 out of 5 results
Case Number Award Date Case Summary Customer Case? Amount Granted
23-0047010/18/2024Claimant(s): Robert Forte
Claimant Lawyers(s): Kyle M. Kulzer
Respondent(s): David Boral, Joseph Rallo, Benchmark Investments
Respondent Lawyers(s): Alan M. Wolper
Arbitrator(s): Peter A. Goldman, Laurel Ann Brien, Maurice Robinson
Hearing Site: New York, NY
20-0203006/30/2022Claimant(s): Irwin Schaeffer, Schaeffer Family Trust
Claimant Lawyers(s): Kyle M. Kulzer
Respondent(s): TD Ameritrade.
Respondent Lawyers(s): William M. Turner
Arbitrator(s): Joseph Winter, David Harvey Failer, Hiro N Aragaki
Hearing Site: Los Angeles, CA
Checkmark Icon$0
19-0333206/08/2021Claimant(s): Martin Kaplan
Claimant Lawyers(s): Kyle M. Kulzer
Respondent(s): Next Financial Group.
Respondent Lawyers(s): Steven N. Fuller
Arbitrator(s): John Francis Markuns, Paula M. Bagger, Gail Sillman
Hearing Site: Boston, MA
Checkmark IconExpungement
20-0178610/26/2020Claimant(s): Mark Dalrymple
Claimant Lawyers(s): Kyle M. Kulzer
Respondent(s): Fidelity Brokerage Services LLC
Respondent Lawyers(s): Noah D. Sorkin, Esq.
Arbitrator(s): Alain Frecon
Hearing Site: Minneapolis, MN
Checkmark IconSettlement
15-0244008/24/2016Claimant(s): Robert Rovner
Claimant Lawyers(s): Kyle M. Kulzer
Respondent(s): Oppenheimer & Co..
Respondent Lawyers(s): Leo G. Kogan
Arbitrator(s): John J. Jordan, Alan M. Schankel, Richard N. Kelmans
Hearing Site: Philadelphia, PA
Checkmark Icon$115,000

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