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FINRA Awards for Howard B. Silverman

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Displaying 6 out of 6 results
Case Number Award Date Case Summary Customer Case? Amount Granted
16-0269711/30/2017Claimant(s): Naila Ahmed
Claimant Lawyers(s): John J Muldoon
Respondent(s): Morgan Stanley, Stephen Bowman
Respondent Lawyers(s): Jeremy S. Winer
Arbitrator(s): Howard B. Silverman, Marilee Roberg, Gregory G. Gocek
Hearing Site: Chicago, IL
Checkmark Icon$37,170
14-0048910/10/2014Claimant(s): Thomas Salvino
Claimant Lawyers(s): James L. Kopecky
Respondent(s): William Blair & Company L.L.C.
Respondent Lawyers(s): Arthur Simon
Arbitrator(s): Stephen C. Esposito, Howard B. Silverman, Marcia Bonita Gevers
Hearing Site: Chicago, IL
08-0263901/13/2011Claimant(s): International Capital Management Company
Claimant Lawyers(s): Celiza P. Braganca
Respondent(s): J.P. Morgan Securities, Matthew Tannin, Norman Lang, Ralph Cioffi, Raymond McGarrigal, Bear Stearns Asset Management Inc., The Bear Stearn & Companies.
Respondent Lawyers(s): Catherine L. Redlich, Edward J.M. Little, Gabrielle Gould, Theresa Trzaskoma
Arbitrator(s): Howard B. Silverman, Susanne J. Hollander, Marilee Roberg
Hearing Site: Chicago, IL
Checkmark Icon$0
08-0345504/14/2009Claimant(s): CCO Investment Services Corp.
Claimant Lawyers(s): David M. Belcher
Respondent(s): Richmond Ashley
Respondent Lawyers(s): Richmond A. Ashley
Arbitrator(s): Larry M. Dreyfus, Howard B. Silverman, Suanne F. Goldman
Hearing Site: Chicago, IL
08-0095203/13/2009Claimant(s): Ameriprise Financial Services.
Claimant Lawyers(s): Will Stute
Respondent(s): Jesse Brown
Respondent Lawyers(s): Jesse Booker Brown
Arbitrator(s): A. Brad Busscher, Howard B. Silverman, Jerome Arthur Connolly
Hearing Site: Chicago, IL
08-0076912/05/2008Claimant(s): Morgan Stanley & Co.
Claimant Lawyers(s): Philip J. Campisi
Respondent(s): Todd Potter
Respondent Lawyers(s): Todd R. Potter
Arbitrator(s): Frank F. Foys, Howard B. Silverman, John C. Bierbusse
Hearing Site: Chicago, IL

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