11-02019 | 07/26/2016 | Claimant(s): John Kelly, Ruth Kelly Claimant Lawyers(s): James Borcia Respondent(s): Morgan Stanley DW Inc. Respondent Lawyers(s): Bruce Lewitas Arbitrator(s): Leon Fox, Marilee Roberg, Suanne F. Goldman Hearing Site: Chicago, IL
| | $0 |
14-00814 | 10/06/2015 | Claimant(s): Keith McGregory Claimant Lawyers(s): Keith McGregory Respondent(s): Bernard Beal, M. R. Beal & Company Respondent Lawyers(s): Bernard B. Beal Arbitrator(s): Peter Ordower, Suanne F. Goldman, Howard T. Goffen Hearing Site: Chicago, IL
| | |
14-01712 | 04/22/2015 | Claimant(s): Livevol Securities. Claimant Lawyers(s): Andrew T. Solomon Respondent(s): Kimberly Kramer Respondent Lawyers(s): Gerald M. Miller Arbitrator(s): Martha B. Olson, Suanne F. Goldman, Susan L. Walker Hearing Site: Chicago, IL
| | |
08-03364 | 02/19/2014 | Claimant(s): David Abbott, James Abbott, Michael Abbott Claimant Lawyers(s): Peter A. Cantwell Respondent(s): Charles Lane, RBC Capital Markets Corporation Respondent Lawyers(s): Charles A. Lane, Ronald P. Kane Arbitrator(s): Michael F. Jordan, Stephen C. Esposito, Suanne F. Goldman Hearing Site: Chicago, IL
| | $201,240 |
10-02160 | 08/05/2011 | Claimant(s): Richard Irsay, Steven Irsay Claimant Lawyers(s): Steven Irsay Respondent(s): Wachovia Securities, Danica King, Daniel Hughes, Gregory Wells, Woodrow Jones Respondent Lawyers(s): Danica King, Steven D. Hamilton Arbitrator(s): Lee H. Goodman, Leonard Arthur Nelson, Suanne F. Goldman Hearing Site: Chicago, IL
| | $78,343 |
09-01692 | 06/03/2011 | Claimant(s): Banc of America Investment Services Inc. Claimant Lawyers(s): Diane C. Fischer Respondent(s): Travis Sheets Respondent Lawyers(s): Travis N. Sheets Arbitrator(s): Michael F. Jordan, Robert S. Sugarman, Suanne F. Goldman Hearing Site: Chicago, IL
| | |
09-00550 | 11/11/2009 | Claimant(s): Ameriprise Advisor Services. Claimant Lawyers(s): Ronald P. Kane Respondent(s): William Stroup Respondent Lawyers(s): William Clayton Stroup Arbitrator(s): Frank F. Foys, Robert B. Schmidt, Suanne F. Goldman Hearing Site: Chicago, IL
| | |
08-04479 | 10/13/2009 | Claimant(s): Raymond, James & Associates. Claimant Lawyers(s): Kelli Bullington Respondent(s): Don Steriovski Respondent Lawyers(s): Samuel G. Vazanellis Arbitrator(s): Steven Samson, Joseph D. Savino, Suanne F. Goldman Hearing Site: Chicago, IL
| | |
08-03455 | 04/14/2009 | Claimant(s): CCO Investment Services Corp. Claimant Lawyers(s): David M. Belcher Respondent(s): Richmond Ashley Respondent Lawyers(s): Richmond A. Ashley Arbitrator(s): Larry M. Dreyfus, Howard B. Silverman, Suanne F. Goldman Hearing Site: Chicago, IL
| | |
07-01835 | 06/26/2008 | Claimant(s): Louise Ladd Claimant Lawyers(s): Michael H. Schaalman Respondent(s): Morgan Stanley DW Inc. Respondent Lawyers(s): Tracy L. Gerber Arbitrator(s): Herbert S. Bratt, James P. O'Donnell, Suanne F. Goldman Hearing Site: Milwaukee, WI
| | |