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FINRA Awards for Frank F. Foys

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Case Number Award Date Case Summary Customer Case? Amount Granted
09-0055011/11/2009Claimant(s): Ameriprise Advisor Services.
Claimant Lawyers(s): Ronald P. Kane
Respondent(s): William Stroup
Respondent Lawyers(s): William Clayton Stroup
Arbitrator(s): Frank F. Foys, Robert B. Schmidt, Suanne F. Goldman
Hearing Site: Chicago, IL
08-0076912/05/2008Claimant(s): Morgan Stanley & Co.
Claimant Lawyers(s): Philip J. Campisi
Respondent(s): Todd Potter
Respondent Lawyers(s): Todd R. Potter
Arbitrator(s): Frank F. Foys, Howard B. Silverman, John C. Bierbusse
Hearing Site: Chicago, IL
07-0194006/19/2008Claimant(s): Banc of America Investment Services Inc.
Claimant Lawyers(s): Diane C. Fischer
Respondent(s): Kenneth Freedman
Respondent Lawyers(s): Kenneth D. Freedman
Arbitrator(s): Frank F. Foys, Robert W. Edler, Richard A. Van Kalker
Hearing Site: Chicago, IL

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