| 16-01476 | 06/15/2017 | Claimant(s): James Holstein Rev. Trust dated 10/24/14, Lisa Holstein Rev. Trust dated 10/24/14
Claimant Lawyers(s): John C. Barlow
Respondent(s): Chicago Partners Investment Group LLC
Respondent Lawyers(s): Brian A. Carlis
Arbitrator(s): Kenneth N. Adamson, Jerome Arthur Connolly, Michael R. Sherwin
Hearing Site: Chicago, IL
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| 10-02143 | 02/14/2012 | Claimant(s): Rebecca Vandusen
Claimant Lawyers(s): Schuyler D. Geller
Respondent(s): Chase Investment Services Corp.
Respondent Lawyers(s): William F. Dugan
Arbitrator(s): John F Fennig, Richard R. Bicek, Jerome Arthur Connolly
Hearing Site: Chicago, IL
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| 08-00952 | 03/13/2009 | Claimant(s): Ameriprise Financial Services.
Claimant Lawyers(s): Will Stute
Respondent(s): Jesse Brown
Respondent Lawyers(s): Jesse Booker Brown
Arbitrator(s): A. Brad Busscher, Howard B. Silverman, Jerome Arthur Connolly
Hearing Site: Chicago, IL
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| 06-04383 | 02/12/2008 | Claimant(s): John Smith
Claimant Lawyers(s): Rodney J. Heggy
Respondent(s): Goldman, Sachs and Company
Respondent Lawyers(s): John F. Fullerton
Arbitrator(s): Thomas E. Haviland, Ronald A. Sirt, Jerome Arthur Connolly
Hearing Site: Chicago, IL
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