| 12-02877 | 09/11/2013 | Claimant(s): Ray Cahnman, Redwood Partners, L.P.
Claimant Lawyers(s): Robert J. Mottern
Respondent(s): Michael Cavallaro, Steven Hovde, Hovde Securities LLC
Respondent Lawyers(s): Gerald B. Kline, Justin J. Millette
Arbitrator(s): A. Brad Busscher, Samuel B. Garber, James Michael Bailey
Hearing Site: Chicago, IL
|  | Expungement |
| 08-04913 | 08/06/2009 | Claimant(s): Citigroup Global Markets.
Claimant Lawyers(s): Matthew B. Henneman
Respondent(s): Robert Slowik
Respondent Lawyers(s): Robert J. Slowik
Arbitrator(s): Richard C. Moenning, A. Brad Busscher, Jack L. Karp
Hearing Site: Chicago, IL
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| 08-00952 | 03/13/2009 | Claimant(s): Ameriprise Financial Services.
Claimant Lawyers(s): Will Stute
Respondent(s): Jesse Brown
Respondent Lawyers(s): Jesse Booker Brown
Arbitrator(s): A. Brad Busscher, Howard B. Silverman, Jerome Arthur Connolly
Hearing Site: Chicago, IL
| | |
| 04-03134 | 11/17/2008 | Claimant(s): Oppenheimer & Co..
Claimant Lawyers(s): Mark L. Kowalsky
Respondent(s): CIBC World Markets Corp., Sami Daher
Respondent Lawyers(s): Joseph J. Sullivan, Sami N. Daher
Arbitrator(s): Steven Samson, John E. Sundeen, A. Brad Busscher
Hearing Site: Chicago, IL
| | |
| 08-00272 | 07/21/2008 | Claimant(s): Raymond, James & Associates.
Claimant Lawyers(s): Kelli Bullington
Respondent(s): John Nysather
Respondent Lawyers(s): John Nysather
Arbitrator(s): A. Brad Busscher
Hearing Site: Chicago, IL
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