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FINRA Awards for Redwood Partners

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Case Number Award Date Case Summary Customer Case? Amount Granted
12-0287709/11/2013Claimant(s): Ray Cahnman, Redwood Partners, L.P.
Claimant Lawyers(s): Robert J. Mottern
Respondent(s): Michael Cavallaro, Steven Hovde, Hovde Securities LLC
Respondent Lawyers(s): Gerald B. Kline, Justin J. Millette
Arbitrator(s): A. Brad Busscher, Samuel B. Garber, James Michael Bailey
Hearing Site: Chicago, IL
Checkmark IconExpungement
03-0910111/22/2010Claimant(s): Redwood Partners, Spectra Financial Group
Claimant Lawyers(s): James M Wines
Respondent(s): CIBC World Markets Corp., CSS
Respondent Lawyers(s): Jennifer Zordani, Lloyd S. Clareman
Arbitrator(s): Judith R. MacDonald, Thomas Caiaffa, Earl S. Schwarz
Hearing Site: New York, NY

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