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FINRA Awards for CSS

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Case Number Award Date Case Summary Customer Case? Amount Granted
03-0910111/22/2010Claimant(s): Redwood Partners, Spectra Financial Group
Claimant Lawyers(s): James M Wines
Respondent(s): CIBC World Markets Corp., CSS
Respondent Lawyers(s): Jennifer Zordani, Lloyd S. Clareman
Arbitrator(s): Judith R. MacDonald, Thomas Caiaffa, Earl S. Schwarz
Hearing Site: New York, NY

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