| 19-00374 | 07/17/2019 | Claimant(s): Larry Grooms
Claimant Lawyers(s): Bradley D Schnur
Respondent(s): Dylan Lantry
Respondent Lawyers(s): Gerald B. Kline
Arbitrator(s): Leonard M. Goldstein
Hearing Site: Denver, CO
|  | $360 |
| 12-02877 | 09/11/2013 | Claimant(s): Ray Cahnman, Redwood Partners, L.P.
Claimant Lawyers(s): Robert J. Mottern
Respondent(s): Michael Cavallaro, Steven Hovde, Hovde Securities LLC
Respondent Lawyers(s): Gerald B. Kline, Justin J. Millette
Arbitrator(s): A. Brad Busscher, Samuel B. Garber, James Michael Bailey
Hearing Site: Chicago, IL
| | Expungement |
| 09-02095 | 07/29/2011 | Claimant(s): Braden Partners, L.P., Elsa Gaze Braden Trust, Grant Braden Education Trust
Claimant Lawyers(s): Gerald B. Kline
Respondent(s): Joshua Krentzman, Merrill Lynch Pierce Fenner & Smith Inc.
Respondent Lawyers(s): Julie Portera
Arbitrator(s): Michael J. Stern, Anne H. Orr, George Harrison Lemmond
Hearing Site: Atlanta, GA
| | $0 |
| 09-01037 | 11/10/2010 | Claimant(s): Darryll Ceccoli
Claimant Lawyers(s): Gerald B. Kline
Respondent(s): Dvora Callahan, Merrill Lynch Pierce Fenner & Smith Inc.
Respondent Lawyers(s): Julie Wilson Portera
Arbitrator(s): A. Keith Logue, William Clay Gilbert, Robert A. Dean
Hearing Site: Atlanta, GA
| | $0 |
