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FINRA Awards for Robert A. Dean

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Case Number Award Date Case Summary Customer Case? Amount Granted
12-0184408/05/2013Claimant(s): Ameriprise Financial Services.
Claimant Lawyers(s): Edward Walton
Respondent(s): John Chamblee
Respondent Lawyers(s): John David Chamblee
Arbitrator(s): Robert A. Dean
Hearing Site: Atlanta, GA
09-0103711/10/2010Claimant(s): Darryll Ceccoli
Claimant Lawyers(s): Gerald B. Kline
Respondent(s): Dvora Callahan, Merrill Lynch Pierce Fenner & Smith Inc.
Respondent Lawyers(s): Julie Wilson Portera
Arbitrator(s): A. Keith Logue, William Clay Gilbert, Robert A. Dean
Hearing Site: Atlanta, GA
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