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FINRA Awards for Christopher D. Seps

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Case Number Award Date Case Summary Customer Case? Amount Granted
20-0339601/18/2022Claimant(s): Maria Albers
Claimant Lawyers(s): Richard B. Fosher
Respondent(s): MSC - BD
Respondent Lawyers(s): Christopher D. Seps
Arbitrator(s): James M. Stern, Ericka Cables, Jane Curtman-Schroeder
Hearing Site: St. Louis, MO
Checkmark Icon$221,339
20-0171201/14/2021Claimant(s): Brian Kasal
Claimant Lawyers(s): Joshua Kons
Respondent(s): Morgan Stanley, William Blair & Company L.L.C.
Respondent Lawyers(s): Andrew Gelfand, Esq., Christopher D. Seps
Arbitrator(s): Michael S. Matek
Hearing Site: Chicago, IL

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