| 10-04709 | 07/25/2012 | Claimant(s): Victoria Tacher-Zavala
Claimant Lawyers(s): Charles E. Scarlett
Respondent(s): Waddell & Reed
Respondent Lawyers(s): Carrie Bechtold
Arbitrator(s): William H. Steinbrenner, Robert J. Walter, James Howell Garrison
Hearing Site: Orlando, FL
|  | Expungement |
| 11-00208 | 02/28/2012 | Claimant(s): Donna Keppen, Steven Keppen, Donna Keppen Trust, Steven Keppen Trust
Claimant Lawyers(s): Allan P. Whitehead
Respondent(s): Cambridge Investment Research.
Respondent Lawyers(s): Jeff Jamieson
Arbitrator(s): William H. Steinbrenner, V. Michael Pabalis, Susanne J. Hollander
Hearing Site: Orlando, FL
| | $0 |
| 11-00697 | 02/24/2012 | Claimant(s): Jonathan DeJulio
Claimant Lawyers(s): Jonathan D. DeJulio
Respondent(s): Evan Shear, Walter Crossley
Respondent Lawyers(s): Neil S. Baritz
Arbitrator(s): William H. Steinbrenner, Alun Hywel Jones, Alan E. Linden
Hearing Site: Orlando, FL
| | |
| 09-01300 | 08/23/2010 | Claimant(s): James Culp, Nancy Culp, James and Nacy Culp Family Trust
Claimant Lawyers(s): Steven J. Gard
Respondent(s): Janney Montgomery Scott LLC
Respondent Lawyers(s): Stanley Yorsz
Arbitrator(s): Ronald W. Devoe, William H. Steinbrenner, James P. Ryan
Hearing Site: Orlando, FL
| | $0 |
