| 12-02060 | 08/26/2013 | Claimant(s): Craig Hulet
Claimant Lawyers(s): Steven J. Gard
Respondent(s): Fidelity Brokerage Services LLC
Respondent Lawyers(s): Stacey N. Schmidt
Arbitrator(s): Thomas F. Shine, Stuart S. Billington, Anne H. Orr
Hearing Site: Jacksonville, FL
| | |
| 12-00346 | 02/13/2013 | Claimant(s): Daisha LaMontague as Tr. to Elenor Nagel
Claimant Lawyers(s): Steven J. Gard
Respondent(s): Morgan Stanley
Respondent Lawyers(s): Lisa B. Dodge
Arbitrator(s): Cindy L. Anderson, Pamela Jeanne Rush, Robert Finder
Hearing Site: Jacksonville, FL
|  | $0 |
| 12-00575 | 12/19/2012 | Claimant(s): Lois Martello, The Estate of Frank T. Martello, Frank T. Martello Fam. Trust f/b/o Keith, Frank T. Martello Fam. Trust f/b/o Linda, Frank T. Martello Fam. Trust f/b/o Tim, The Frank T. Martello Revocable Trust
Claimant Lawyers(s): Steven J. Gard
Respondent(s): UBS Financial Services Inc.
Respondent Lawyers(s): Alise Johnson Henry
Arbitrator(s): J. Porter McClean, Pamela Jeanne Rush, Gail E. Sasnett-Stauffer
Hearing Site: Jacksonville, FL
| | Expungement |
| 09-01300 | 08/23/2010 | Claimant(s): James Culp, Nancy Culp, James and Nacy Culp Family Trust
Claimant Lawyers(s): Steven J. Gard
Respondent(s): Janney Montgomery Scott LLC
Respondent Lawyers(s): Stanley Yorsz
Arbitrator(s): Ronald W. Devoe, William H. Steinbrenner, James P. Ryan
Hearing Site: Orlando, FL
| | $0 |
| 08-00622 | 07/22/2009 | Claimant(s): Candace Patterson, William Patterson
Claimant Lawyers(s): Steven J. Gard
Respondent(s): Century Securities Associates.
Respondent Lawyers(s): Christopher G. Lazarini
Arbitrator(s): Robert H. Putnam, Arthur P. Barry, Bonnie B. Revoner
Hearing Site: Atlanta, GA
| | $0 |
| 08-00597 | 12/15/2008 | Claimant(s): Nigel Roth
Claimant Lawyers(s): Steven J. Gard
Respondent(s): Donald Wojnowski, Empire Financial Group.
Respondent Lawyers(s): Joshua A. Katz
Arbitrator(s): Stuart Harvey Ziegler, Les R. Campbell, Theodore Israel Herold
Hearing Site: Boca Raton, FL
| | $0 |
| 06-04598 | 08/08/2007 | Claimant(s): SunTrust Banks., SunTrust Capital Markets., SunTrust Investment Services.
Claimant Lawyers(s): David L. Balser
Respondent(s): Frederick Ross
Respondent Lawyers(s): Steven J. Gard
Arbitrator(s): Robert H. Putnam, Chesley V. Morton, J. G. Long
Hearing Site: Atlanta, GA
| | |
