| 11-04194 | 01/27/2015 | Claimant(s): The Geiersbach Family Trust
Claimant Lawyers(s): Kyla V. Alexander
Respondent(s): Doreen Scott, Ameriprise Financial Services.
Respondent Lawyers(s): Geddes D. Anderson
Arbitrator(s): Charles R. Tindell, Gail E. Sasnett-Stauffer, Robert Finder
Hearing Site: Jacksonville, FL
|  | $0 |
| 12-00575 | 12/19/2012 | Claimant(s): Lois Martello, The Estate of Frank T. Martello, Frank T. Martello Fam. Trust f/b/o Keith, Frank T. Martello Fam. Trust f/b/o Linda, Frank T. Martello Fam. Trust f/b/o Tim, The Frank T. Martello Revocable Trust
Claimant Lawyers(s): Steven J. Gard
Respondent(s): UBS Financial Services Inc.
Respondent Lawyers(s): Alise Johnson Henry
Arbitrator(s): J. Porter McClean, Pamela Jeanne Rush, Gail E. Sasnett-Stauffer
Hearing Site: Jacksonville, FL
| | Expungement |
| 08-03262 | 11/12/2009 | Claimant(s): Jose Orlando Aguirre, Williams Baina Antezana
Claimant Lawyers(s): Neal J. Blaher
Respondent(s): Hector Gallardo
Respondent Lawyers(s): Hector J. Gallardo
Arbitrator(s): Bernard Hornick, Gail E. Sasnett-Stauffer, James P. Ryan
Hearing Site: Orlando, FL
| | $876,774 |
| 08-03675 | 07/15/2009 | Claimant(s): Robert Buchanan
Claimant Lawyers(s): R. Scott Buchanan
Respondent(s): Fidelity Brokerage Services LLC
Respondent Lawyers(s): Paula M. McManus
Arbitrator(s): Gail E. Sasnett-Stauffer
Hearing Site: Orlando, FL
| | $0 |
| 07-01743 | 11/05/2008 | Claimant(s): General Investments.
Claimant Lawyers(s): Thomas D. Jackson
Respondent(s): TD Ameritrade.
Respondent Lawyers(s): James J. Vihstadt
Arbitrator(s): Diana A. Weiner, Gail E. Sasnett-Stauffer, Marshal H. Emerson
Hearing Site: Tampa, FL
| | $0 |
| 06-00654 | 08/23/2007 | Claimant(s): Steven Heller
Claimant Lawyers(s): John R. Kiefner
Respondent(s): Intersecurities.
Respondent Lawyers(s): Katherine C. Lake
Arbitrator(s): John P. Cullem, Patrick D. King, Gail E. Sasnett-Stauffer
Hearing Site: Tampa, FL
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