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FINRA Awards for Doreen Scott

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Case Number Award Date Case Summary Customer Case? Amount Granted
11-0419401/27/2015Claimant(s): The Geiersbach Family Trust
Claimant Lawyers(s): Kyla V. Alexander
Respondent(s): Doreen Scott, Ameriprise Financial Services.
Respondent Lawyers(s): Geddes D. Anderson
Arbitrator(s): Charles R. Tindell, Gail E. Sasnett-Stauffer, Robert Finder
Hearing Site: Jacksonville, FL
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