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FINRA Awards for Geddes D. Anderson

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Displaying 8 out of 8 results
Case Number Award Date Case Summary Customer Case? Amount Granted
15-0226404/07/2016Claimant(s): Jared Cohen
Claimant Lawyers(s): Geddes D. Anderson
Respondent(s): George Stewart, Marianne Stewart
Respondent Lawyers(s): George Stewart, Marianne Stewart
Arbitrator(s): Patrick D. King, Alfred Brunette, Jack A. Helms
Hearing Site: Tampa, FL
Expungement
15-0108002/25/2016Claimant(s): Delfina Alvarez
Claimant Lawyers(s): Delfina M. Alvarez
Respondent(s): Linda Collins
Respondent Lawyers(s): Geddes D. Anderson
Arbitrator(s): Elena G. Rodriguez
Hearing Site: Ft. Lauderdale, FL
Checkmark Icon$0
11-0419401/27/2015Claimant(s): The Geiersbach Family Trust
Claimant Lawyers(s): Kyla V. Alexander
Respondent(s): Doreen Scott, Ameriprise Financial Services.
Respondent Lawyers(s): Geddes D. Anderson
Arbitrator(s): Charles R. Tindell, Gail E. Sasnett-Stauffer, Robert Finder
Hearing Site: Jacksonville, FL
Checkmark Icon$0
13-0098201/14/2014Claimant(s): Dorothy Allan's IRA
Claimant Lawyers(s): T. John Kirk
Respondent(s): Ameriprise Financial Services.
Respondent Lawyers(s): Geddes D. Anderson
Arbitrator(s): Steven Ira Weinberger
Hearing Site: Boca Raton, FL
Checkmark Icon$11,408
11-0369304/09/2013Claimant(s): Christine Erickson, William Erickson
Claimant Lawyers(s): John R. Kiefner
Respondent(s): Ameriprise Financial Services., Lance Becatti
Respondent Lawyers(s): Geddes D. Anderson
Arbitrator(s): Edith N. Dinneen, Deborah J. Powell, Andrea Bailey
Hearing Site: Tampa, FL
Checkmark Icon$0
09-0088303/15/2013Claimant(s): John Beland and Elaine Beland, John Beland as TTEE of the Floyd and
Claimant Lawyers(s): David A. Genelly
Respondent(s): Ameriprise Financial Services., Ronald Miller
Respondent Lawyers(s): Geddes D. Anderson
Arbitrator(s): Robert L. Agusto, Steven P. Gomberg, Michael I. White
Hearing Site: Chicago, IL
Checkmark IconExpungement
10-0495602/03/2012Claimant(s): Estate of Carolyn Colvin EXE J. Colvin
Claimant Lawyers(s): Fredrick R. Tulley
Respondent(s): Charlton Lyons, Ameriprise Financial Services., Patricia Hatcher
Respondent Lawyers(s): Geddes D. Anderson
Arbitrator(s): William B. Miller, Jason G. Ourso, Allen J. Krouse
Hearing Site: New Orleans, LA
Checkmark IconExpungement
08-0129810/02/2009Claimant(s): Helen DeCarlo
Claimant Lawyers(s): Mark S. Guralnick
Respondent(s): Ameriprise Financial Services., Mark Marshall, Tom Romanac
Respondent Lawyers(s): Geddes D. Anderson
Arbitrator(s): Christopher M. Shulman, Paul A. Holmes, Alan E. Linden
Hearing Site: Orlando, FL
Checkmark IconStipulated Award and Expungement

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