| 11-04194 | 01/27/2015 | Claimant(s): The Geiersbach Family Trust
Claimant Lawyers(s): Kyla V. Alexander
Respondent(s): Doreen Scott, Ameriprise Financial Services.
Respondent Lawyers(s): Geddes D. Anderson
Arbitrator(s): Charles R. Tindell, Gail E. Sasnett-Stauffer, Robert Finder
Hearing Site: Jacksonville, FL
|  | $0 |
| 09-01842 | 04/08/2010 | Claimant(s): Domiciano Redondo
Claimant Lawyers(s): Allan P. Whitehead
Respondent(s): E*Trade Securities LLC
Respondent Lawyers(s): Ronald D. Shildler
Arbitrator(s): Constance d'Angelis, Lewis W. Slaughter, Charles R. Tindell
Hearing Site: Orlando, FL
| | $102,850 |
| 09-01926 | 03/25/2010 | Claimant(s): Carol Wolfer
Claimant Lawyers(s): Philip J. Snyderburn
Respondent(s): Janney Montgomery Scott LLC
Respondent Lawyers(s): Paula Shaffner
Arbitrator(s): Charles R. Tindell, Thomas Joseph Atkinson, Richard Frederick Schaufert
Hearing Site: Orlando, FL
| | $100,000 |
| 09-00139 | 03/17/2010 | Claimant(s): Gregory Taylor, Gregory Wayne Taylor Ind. Retirement Act
Claimant Lawyers(s): Michael Swann
Respondent(s): Amy Thompson, Bryant Thompson, Mark Asplin, American Heritage Church Finance.
Respondent Lawyers(s): Richard Lee Barrett, Stephen M. Masterson
Arbitrator(s): Charles R. Tindell, Norman R. Gohr, Stuart K. Furman
Hearing Site: Orlando, FL
| | $150,000 |
| 07-02880 | 12/16/2008 | Claimant(s): Michael Cooper
Claimant Lawyers(s): Michael Cooper
Respondent(s): Michael Shuckerow, Citistreet Advisors LLC
Respondent Lawyers(s): James H. McQuade
Arbitrator(s): Lewis W. Slaughter, Charles R. Tindell, Richard J. Fuller
Hearing Site: Orlando, FL
| | |
| 07-01027 | 12/21/2007 | Claimant(s): Margaret Welch
Claimant Lawyers(s): Margaret Ann Welch
Respondent(s): Morgan Stanley DW Inc., Robert Glover
Respondent Lawyers(s): Lisa B. Dodge
Arbitrator(s): Charles R. Tindell, William H. Fleece, Elwood Henry Weilage
Hearing Site: Orlando, FL
| | $0 |
