| 16-03679 | 12/12/2018 | Claimant(s): Charles Schwab & Co..
Claimant Lawyers(s): Michael R. Greco
Respondent(s): Jeffrey Wegner
Respondent Lawyers(s): Clinton W. Marrs
Arbitrator(s): Joseph I. Goldstein, Cindy L. Anderson, Elwood Henry Weilage
Hearing Site: Orlando, FL
| | |
| 13-00462 | 09/03/2014 | Claimant(s): Alan Valenca
Claimant Lawyers(s): Jeffrey R. Mazer
Respondent(s): Dennis Sain, The Newport Group
Respondent Lawyers(s): John M. Simon
Arbitrator(s): Elwood Henry Weilage, Robert G. Geeseman, Robert G. Bannon
Hearing Site: Orlando, FL
| | |
| 09-02607 | 11/15/2010 | Claimant(s): Citigroup Global Markets.
Claimant Lawyers(s): Erin E. Mac Avoy
Respondent(s): Thomas Spartz
Respondent Lawyers(s): Thomas B. Spartz
Arbitrator(s): Linda Fairchild, Gary F. Lang, Elwood Henry Weilage
Hearing Site: Orlando, FL
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| 07-01027 | 12/21/2007 | Claimant(s): Margaret Welch
Claimant Lawyers(s): Margaret Ann Welch
Respondent(s): Morgan Stanley DW Inc., Robert Glover
Respondent Lawyers(s): Lisa B. Dodge
Arbitrator(s): Charles R. Tindell, William H. Fleece, Elwood Henry Weilage
Hearing Site: Orlando, FL
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