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FINRA Awards for Paula Shaffner

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Case Number Award Date Case Summary Customer Case? Amount Granted
23-0283507/12/2024Claimant(s): Michael Bristoll
Claimant Lawyers(s): James P. Galvin
Respondent(s): Vanguard Marketing Corporation
Respondent Lawyers(s): Paula Shaffner
Arbitrator(s): Louis M. Parker
Hearing Site: Phoenix, AZ
09-0720608/31/2011Claimant(s): Steven MacDonald
Claimant Lawyers(s): Joseph E. Altomare
Respondent(s): Janney Montgomery Scott LLC
Respondent Lawyers(s): Paula Shaffner
Arbitrator(s): John W. Eichleay, Michael D. McDowell, Elena M. Colianni
Hearing Site: Pittsburgh, PA
09-0192603/25/2010Claimant(s): Carol Wolfer
Claimant Lawyers(s): Philip J. Snyderburn
Respondent(s): Janney Montgomery Scott LLC
Respondent Lawyers(s): Paula Shaffner
Arbitrator(s): Charles R. Tindell, Thomas Joseph Atkinson, Richard Frederick Schaufert
Hearing Site: Orlando, FL
Checkmark Icon$100,000

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