| 15-02980 | 06/06/2016 | Claimant(s): James Collins
Claimant Lawyers(s): James C. Collins
Respondent(s): Byron Posadas, Morgan Stanley
Respondent Lawyers(s): Timothy B. Atkins
Arbitrator(s): Alfred Brunette
Hearing Site: Tampa, FL
|  | $0 |
| 15-02264 | 04/07/2016 | Claimant(s): Jared Cohen
Claimant Lawyers(s): Geddes D. Anderson
Respondent(s): George Stewart, Marianne Stewart
Respondent Lawyers(s): George Stewart, Marianne Stewart
Arbitrator(s): Patrick D. King, Alfred Brunette, Jack A. Helms
Hearing Site: Tampa, FL
| | Expungement |
| 13-02527 | 01/29/2015 | Claimant(s): Arthur Caporale
Claimant Lawyers(s): Nancy L. Cavey
Respondent(s): Raymond James & Associates.
Respondent Lawyers(s): Tammie L. Rattray
Arbitrator(s): Maurice M. Feller, Pamela S. Townsend, Alfred Brunette
Hearing Site: Tampa, FL
| | |
| 14-00819 | 10/31/2014 | Claimant(s): Barbara Gusie, Carl Gusie
Claimant Lawyers(s): Rasheed Karim Allen
Respondent(s): Merrill Lynch Pierce Fenner & Smith Inc., Steven Dempsey
Respondent Lawyers(s): Joelle A. Simms
Arbitrator(s): Alfred Brunette
Hearing Site: Tampa, FL
| | $0 |
| 13-02583 | 09/23/2014 | Claimant(s): Wells Fargo Advisors
Claimant Lawyers(s): Craig Stein
Respondent(s): Peter Mason
Respondent Lawyers(s): Peter Owen Mason
Arbitrator(s): Alfred Brunette
Hearing Site: Tampa, FL
| | |
| 13-02134 | 04/07/2014 | Claimant(s): Raymond, James & Associates.
Claimant Lawyers(s): Kelli Hartsook
Respondent(s): Perry Landmeyer
Respondent Lawyers(s): Perry Jay Landmeyer
Arbitrator(s): Alfred Brunette
Hearing Site: Tampa, FL
| | |
| 11-02139 | 06/28/2013 | Claimant(s): Cynthia Scott
Claimant Lawyers(s): Cynthia Scott
Respondent(s): Morgan Keegan & Company.
Respondent Lawyers(s): Carlos Provencio
Arbitrator(s): John R. Pepe, Alfred Brunette, John B. Roe
Hearing Site: Tampa, FL
| | $0 |
| 11-03624 | 03/21/2013 | Claimant(s): Morgan Keegan & Company.
Claimant Lawyers(s): William M. Schmitt
Respondent(s): Wayne Altman
Respondent Lawyers(s): Wayne T. Altman
Arbitrator(s): George E. Bouse, Alfred Brunette, Robert S. Anderson
Hearing Site: Tampa, FL
| | |
| 11-03478 | 08/09/2012 | Claimant(s): David K. Berg
Claimant Lawyers(s): David K. Berg
Respondent(s): Bari Havlik, Charles Schwab, Charles Schwab & Co.., Paul Okonoski
Respondent Lawyers(s): Richard A. Karoly
Arbitrator(s): Alfred Brunette
Hearing Site: Tampa, FL
| | Expungement |
| 10-03553 | 06/21/2012 | Claimant(s): Donald Casey, Josephine Casey
Claimant Lawyers(s): Vincent J. Imbesi
Respondent(s): Raymond James Financial Services.
Respondent Lawyers(s): Terrance A. Bostic
Arbitrator(s): Donald R. Ormrod, Maurice M. Feller, Alfred Brunette
Hearing Site: Tampa, FL
| | Expungement |
