| 20-03765 | 10/03/2022 | Claimant(s): OKC Group
Claimant Lawyers(s): Jeffrey Erez
Respondent(s): First Republic Investment Management, First Republic Securities Company
Respondent Lawyers(s): Neal Robb
Arbitrator(s): Steven Ira Weinberger, Jonathan Chane, Gustavo Gutierrez
Hearing Site: Boca Raton, FL
|  | Expungement |
| 20-00687 | 04/21/2021 | Claimant(s): Laurie LaRoche
Claimant Lawyers(s): David Miller
Respondent(s): James McPherson, Sandlapper Securities, Llc
Respondent Lawyers(s): James Dwight McPherson, Trevor L. Gordon
Arbitrator(s): Steven Ira Weinberger, Randy Atlas, Margo Leslie Green
Hearing Site: Boca Raton, FL
| | $125,000 |
| 15-00930 | 08/03/2016 | Claimant(s): Alan Greenspan
Claimant Lawyers(s): Lars K. Soreide
Respondent(s): FMSBONDS.
Respondent Lawyers(s): Sydney A. Marks
Arbitrator(s): Steven Ira Weinberger, James W. Geiger, Sydney E. Blum
Hearing Site: Boca Raton, FL
| | Stipulated Award |
| 13-02455 | 07/31/2014 | Claimant(s): Lois Lazzopina
Claimant Lawyers(s): Cory S. Zadanosky
Respondent(s): Anel MolinaL Financial LLC
Respondent Lawyers(s): Thomas F. Barnett
Arbitrator(s): Steven Ira Weinberger, Stephen Kahane, Sonja Shuford
Hearing Site: Boca Raton, FL
| | Expungement |
| 13-00982 | 01/14/2014 | Claimant(s): Dorothy Allan's IRA
Claimant Lawyers(s): T. John Kirk
Respondent(s): Ameriprise Financial Services.
Respondent Lawyers(s): Geddes D. Anderson
Arbitrator(s): Steven Ira Weinberger
Hearing Site: Boca Raton, FL
| | $11,408 |
| 13-02204 | 12/17/2013 | Claimant(s): Merrill Lynch Pierce Fenner & Smith Inc.
Claimant Lawyers(s): Jennifer R. Ewing
Respondent(s): Angelo Rannazzisi
Respondent Lawyers(s): Angelo Rannazzisi
Arbitrator(s): Steven Ira Weinberger
Hearing Site: Boca Raton, FL
| | |
| 12-02715 | 12/04/2013 | Claimant(s): J Goldsmith, Katherine Goldsmith
Claimant Lawyers(s): Jeffrey Erez
Respondent(s): UBS Financial Services Inc.
Respondent Lawyers(s): Rebecca E. Swenson
Arbitrator(s): Monica I. Salis, Steven Ira Weinberger, Marie G. Peterson
Hearing Site: Boca Raton, FL
| | Expungement |
| 12-01422 | 06/17/2013 | Claimant(s): Wolf Friedman & Lillian Friedman Trust
Claimant Lawyers(s): Michael Hill
Respondent(s): Morgan Stanley
Respondent Lawyers(s): Alejandro Schwed
Arbitrator(s): Steven Ira Weinberger, Laurence V. Senn, Thomas Emory Carroll
Hearing Site: Boca Raton, FL
| | Expungement |
| 12-00996 | 02/06/2013 | Claimant(s): Gillman Family Trust
Claimant Lawyers(s): Lars K. Soreide
Respondent(s): Wachovia Securities, Shirley Polidori
Respondent Lawyers(s): Nuviah Shirazi
Arbitrator(s): Steven Ira Weinberger
Hearing Site: Boca Raton, FL
| | $96,799 |
| 11-02669 | 10/11/2012 | Claimant(s): Sirotkin Family Limited Partnership
Claimant Lawyers(s): Michael Hill
Respondent(s): Wells Fargo Advisors, Patsy Lillehei
Respondent Lawyers(s): Sara Soto
Arbitrator(s): Steven Ira Weinberger, Frances D. Sheehy, Tina Scott Polsky
Hearing Site: Boca Raton, FL
| | Expungement |
