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FINRA Awards for Laurence V. Senn

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Case Number Award Date Case Summary Customer Case? Amount Granted
18-0026612/09/2019Claimant(s): Harold Merchant
Claimant Lawyers(s): Michael S. Taaffe
Respondent(s): Merrill Lynch Pierce Fenner & Smith Inc.
Respondent Lawyers(s): Leonel Peraza
Arbitrator(s): Will Murphy, Laurence V. Senn, Thomas W. Allen
Hearing Site: Boca Raton, FL
Checkmark IconDismissed by Rule 12206/12504
12-0142206/17/2013Claimant(s): Wolf Friedman & Lillian Friedman Trust
Claimant Lawyers(s): Michael Hill
Respondent(s): Morgan Stanley
Respondent Lawyers(s): Alejandro Schwed
Arbitrator(s): Steven Ira Weinberger, Laurence V. Senn, Thomas Emory Carroll
Hearing Site: Boca Raton, FL
Checkmark IconExpungement
10-0316411/11/2011Claimant(s): William Johnson
Claimant Lawyers(s): William J. Johnson
Respondent(s): Charles Schwab & Co..
Respondent Lawyers(s): Jason S. Haselkorn
Arbitrator(s): Joseph J. Slotnik, Marie G. Peterson, Laurence V. Senn
Hearing Site: Boca Raton, FL

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