| 23-01178 | 01/05/2024 | Claimant(s): Christopher Lazos
Claimant Lawyers(s): Jonathan Uretsky
Respondent(s): Oppenheimer & Co..
Respondent Lawyers(s): William H. Badinelli
Arbitrator(s): Edward R. Niederriter, Marie G. Peterson, Leslie Bauknight Nixon
Hearing Site: Boca Raton, FL
| | |
| 22-00127 | 07/06/2022 | Claimant(s): Dilusso Properties Corp.
Claimant Lawyers(s): Eric Quetglas-Jordan
Respondent(s): Santander Securities LLC
Respondent Lawyers(s): Maria Elena Martinez
Arbitrator(s): Marie G. Peterson, Carl F. Bowmer, Nancy Wiegers Greenwald
Hearing Site: San Juan, PR
|  | Dismissed by Rule 12206 |
| 21-01621 | 06/06/2022 | Claimant(s): Rosario Cammarata
Claimant Lawyers(s): Avinoam Rosenfeld
Respondent(s): UBS Financial Services Inc., Janney Montgomery Scott LLC
Respondent Lawyers(s): Jill B. Clarke, John Murphy
Arbitrator(s): Marie G. Peterson, Allen Robin, Carl Joseph Domino
Hearing Site: Boca Raton, FL
| | |
| 20-01608 | 12/17/2020 | Claimant(s): James Springer
Claimant Lawyers(s): Nisha S. Wright
Respondent(s): UBS Financial Services Inc.
Respondent Lawyers(s): Omar Perez
Arbitrator(s): Robert S. Natiss, Kimberly A. Gilmour, Marie G. Peterson
Hearing Site: Boca Raton, FL
| | |
| 16-00888 | 03/27/2019 | Claimant(s): UBS Financial Services Inc., UBS Credit Corp.
Claimant Lawyers(s): James L. Komie
Respondent(s): Howard Walzer
Respondent Lawyers(s): Arthur C. Koski
Arbitrator(s): Marie G. Peterson, Nanci Sondra Landy, Hector Enrique Valdes-Ortiz
Hearing Site: Boca Raton, FL
| | |
| 17-03426 | 10/29/2018 | Claimant(s): Lesley Blackner, Richard Stone
Claimant Lawyers(s): Sigmund S. Wissner-Gross
Respondent(s): Benjamin Foster, James Ertmann, John Cregan
Respondent Lawyers(s): Christopher Duffy
Arbitrator(s): Cheryl E. Winton, Marie G. Peterson, Carolyn E. Moore
Hearing Site: Boca Raton, FL
| | Expungement |
| 17-02040 | 04/30/2018 | Claimant(s): Ryan Kuhn
Claimant Lawyers(s): Ryan Michael Kuhn
Respondent(s): Benjamin Gordon, BG Strategic Advisors LLC
Respondent Lawyers(s): Jennifer A. Schwartz
Arbitrator(s): Monroe Mitchel, Berthold T. Berkwich, Marie G. Peterson
Hearing Site: Boca Raton, FL
| | |
| 17-02723 | 02/21/2018 | Claimant(s): Martin Hack
Claimant Lawyers(s): Martin Hack
Respondent(s): Barry Rubin
Respondent Lawyers(s): Tanya S. Lambrechts
Arbitrator(s): Marie G. Peterson
Hearing Site: Boca Raton, FL
| | $13,689 |
| 14-03703 | 05/02/2017 | Claimant(s): Adam Berlin
Claimant Lawyers(s): Curtis Carlson
Respondent(s): Merrill Lynch Pierce Fenner & Smith Inc.
Respondent Lawyers(s): Stuart D. Roberts
Arbitrator(s): Marie G. Peterson
Hearing Site: Miami, FL
| | |
| 14-00176 | 04/19/2016 | Claimant(s): Luis Siaca, New Century Development.
Claimant Lawyers(s): Edward H. Glenn, Marie Elsie Lopez Adames
Respondent(s): Merrill Lynch Pierce Fenner & Smith Inc.
Respondent Lawyers(s): Matthew Wolper
Arbitrator(s): Marie G. Peterson, Harry G. Mason, Robert G. Falbisaner
Hearing Site: San Juan, PR
| | Expungement |
