20-01606 | 01/08/2021 | Claimant(s): James Springer Claimant Lawyers(s): Nisha S. Wright Respondent(s): UBS Financial Services Inc. Respondent Lawyers(s): Omar Perez Arbitrator(s): Edward R. Niederriter, Sheryl Sagel, Justin Wallace Askins Hearing Site: Boca Raton, FL
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20-01608 | 12/17/2020 | Claimant(s): James Springer Claimant Lawyers(s): Nisha S. Wright Respondent(s): UBS Financial Services Inc. Respondent Lawyers(s): Omar Perez Arbitrator(s): Robert S. Natiss, Kimberly A. Gilmour, Marie G. Peterson Hearing Site: Boca Raton, FL
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20-01610 | 12/07/2020 | Claimant(s): James Springer Claimant Lawyers(s): Nisha S. Wright Respondent(s): The Huntington Investment Company Respondent Lawyers(s): Paul R. Harris Arbitrator(s): David P. Slater, Kimberly A. Gilmour, Rosemarie Elizabeth Stoffo Hearing Site: Boca Raton, FL
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20-00446 | 07/23/2020 | Claimant(s): Michael Kelleher, Peter Caruso Claimant Lawyers(s): Nisha S. Wright Respondent(s): Wells Fargo Clearing Services Respondent Lawyers(s): Michael Naccarato Arbitrator(s): Carl Shechter, Robert G. Falbisaner, Robert John Harvey Hearing Site: Boca Raton, FL
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19-03247 | 06/16/2020 | Claimant(s): Michele Kief Claimant Lawyers(s): Nisha S. Wright Respondent(s): Wells Fargo Clearing Services Respondent Lawyers(s): Nuviah Shirazi Arbitrator(s): Will Murphy, Sandra J. Bakalus, Mark A Bilawsky Hearing Site: Boca Raton, FL
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19-02551 | 04/08/2020 | Claimant(s): Kirk Gravelle Claimant Lawyers(s): Nisha S. Wright Respondent(s): Merrill Lynch Pierce Fenner & Smith Inc. Respondent Lawyers(s): Kathryn D. Perreault Arbitrator(s): Seth L. Finkel, Gregory S. Tendrich, Rosemarie Ann Jannuzzi Hearing Site: Boca Raton, FL
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13-02634 | 05/12/2015 | Claimant(s): PNC Investments LLC Claimant Lawyers(s): Joshua A. Katz Respondent(s): Wells Fargo Advisors, Joe Shimko, Karen Lemay, Lino Gutierrez Respondent Lawyers(s): Nisha S. Wright Arbitrator(s): Richard H. Schneider, Rosemarie Ann Jannuzzi, Donald Theodore Ryce Hearing Site: Boca Raton, FL
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