| 17-01943 | 04/25/2018 | Claimant(s): Stephen Fish
Claimant Lawyers(s): Dochtor Kennedy
Respondent(s): PNC Investments LLC
Respondent Lawyers(s): Raymond M. Ripple
Arbitrator(s): Gregory P. Szuter
Hearing Site: Cincinnati, OH
| | |
| 15-01370 | 09/02/2016 | Claimant(s): Walter Kukowski
Claimant Lawyers(s): Robert Knuts
Respondent(s): Wells Fargo Advisors, PNC Investments LLC
Respondent Lawyers(s): Demain J. Betz, Gary J. Lieberman
Arbitrator(s): Patrick R. Westerkamp, Esq.
Hearing Site: Newark, NJ
| | |
| 13-00183 | 08/03/2016 | Claimant(s): Marshall Weingarden
Claimant Lawyers(s): Philip L. Guarino
Respondent(s): Seongtaek Hahn, PNC Investments LLC
Respondent Lawyers(s): Brian A. Carlis
Arbitrator(s): Linda T. Pellegrino
Hearing Site: Newark, NJ
|  | $0 |
| 13-02634 | 05/12/2015 | Claimant(s): PNC Investments LLC
Claimant Lawyers(s): Joshua A. Katz
Respondent(s): Wells Fargo Advisors, Joe Shimko, Karen Lemay, Lino Gutierrez
Respondent Lawyers(s): Nisha S. Wright
Arbitrator(s): Richard H. Schneider, Rosemarie Ann Jannuzzi, Donald Theodore Ryce
Hearing Site: Boca Raton, FL
| | |
| 14-00581 | 12/05/2014 | Claimant(s): Ralph Rubin, Terry Rubin, Trustee of Doris Goodman
Claimant Lawyers(s): Todd A Zuckerbrod
Respondent(s): PNC Investments LLC
Respondent Lawyers(s): Brian A. Carlis
Arbitrator(s): Kimberly A. Gilmour, Joel F. Martineau, James Chris Mills
Hearing Site: Boca Raton, FL
| | $0 |
| 13-00387 | 05/21/2014 | Claimant(s): Deborah Blair, John Blair
Claimant Lawyers(s): Michael J. Elliott
Respondent(s): PNC Investments LLC
Respondent Lawyers(s): Joseph S. Simms
Arbitrator(s): Benjamin B. Segel
Hearing Site: Cleveland, OH
| | Expungement |
| 09-03847 | 11/08/2011 | Claimant(s): Mark Lamkin
Claimant Lawyers(s): Kenneth A. Bohnert
Respondent(s): J.J.B. Hilliard, W.L. Lyons, PNC Brokerage Corp., PNC Investments LLC
Respondent Lawyers(s): J. Curtis McCubbin, James J. Rabenstine, Thomas J. Momjian
Arbitrator(s): Bill Swinford, Anthony G. Belak, Jarrett Andrew Jacobs
Hearing Site: Louisville, KY
| | |
| 09-00444 | 03/16/2010 | Claimant(s): Dana Presti, Est of Ralph E. Dilks by Dana Presti Ex
Claimant Lawyers(s): Joseph M. Armstrong
Respondent(s): Ronald Aungst, PNC Investments LLC
Respondent Lawyers(s): Brian A. Carlis
Arbitrator(s): Guillermo L. Bosch, Joseph J. Dougherty, Catherine S. Kopley
Hearing Site: Philadelphia, PA
| | $0 |
| 07-03214 | 01/22/2009 | Claimant(s): George Cubberly
Claimant Lawyers(s): George E. Cubberly
Respondent(s): PNC Investments LLC
Respondent Lawyers(s): Brian A. Carlis
Arbitrator(s): Maria D. Cirillo, Robert E. Anderson, Thomas A. Abitabile
Hearing Site: Newark, NJ
| | $0 |
