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FINRA Awards for Anthony G. Belak

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Case Number Award Date Case Summary Customer Case? Amount Granted
17-0015704/18/2019Claimant(s): James Lloyd, Susan Lloyd
Claimant Lawyers(s): Elisabeth S. Gray
Respondent(s): First Kentucky Securities Corporation
Respondent Lawyers(s): Richard Frankowski
Arbitrator(s): George G. Kurschner, Steven Michael McCauley, Anthony G. Belak
Hearing Site: Louisville, KY
Checkmark Icon$131,032
15-0020211/02/2016Claimant(s): Elizabeth Johnson
Claimant Lawyers(s): Elizabeth H. Johnson
Respondent(s): Lloyd Painter, Painter Financial
Respondent Lawyers(s): Brian Nally
Arbitrator(s): James Clifton Stone, Allan Weiss, Anthony G. Belak
Hearing Site: Louisville, KY
Checkmark Icon$0
14-0098602/23/2016Claimant(s): Morgan Stanley, Morgan Stanley Smith Barney FA Notes Hol
Claimant Lawyers(s): David J. Sensenig
Respondent(s): Brandon Neal
Respondent Lawyers(s): Michael A. Valenti
Arbitrator(s): Amelia F. Adams, Anthony G. Belak, Martin Augustus Graf
Hearing Site: Louisville, KY
09-0384711/08/2011Claimant(s): Mark Lamkin
Claimant Lawyers(s): Kenneth A. Bohnert
Respondent(s): J.J.B. Hilliard, W.L. Lyons, PNC Brokerage Corp., PNC Investments LLC
Respondent Lawyers(s): J. Curtis McCubbin, James J. Rabenstine, Thomas J. Momjian
Arbitrator(s): Bill Swinford, Anthony G. Belak, Jarrett Andrew Jacobs
Hearing Site: Louisville, KY
06-0412810/26/2007Claimant(s): Herbert Kinman
Claimant Lawyers(s): James P. McCrocklin
Respondent(s): Morgan Keegan & Company.
Respondent Lawyers(s): Shea O'Brien
Arbitrator(s): Bill Swinford, Gorman Jones Roberts, Anthony G. Belak
Hearing Site: Louisville, KY
Checkmark Icon$0

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