20-01120 | 07/26/2023 | Claimant(s): Health and Wellness Lifestyle Club LLC Claimant Lawyers(s): Richard Frankowski Respondent(s): Carolyn Valentine, H. Beck. Respondent Lawyers(s): Joseph C. Campo, Richard A. D'Amura Arbitrator(s): Mark R. Lee, George Richard Najjar, Mitchell Lee Lathrop Hearing Site: San Diego, CA
| | $0 |
16-00745 | 08/05/2019 | Claimant(s): Devandra Patel, Meenakshi Patel, DMPPP Claimant Lawyers(s): Richard Frankowski Respondent(s): Niyukt Bhasin, NSM Securities. Respondent Lawyers(s): Niyukt Raghu Bhasin Arbitrator(s): Paul H. Lamboley, Michael C. Anigbogu, Michael D. Briggs Hearing Site: Reno, NV
| | $0 |
17-00157 | 04/18/2019 | Claimant(s): James Lloyd, Susan Lloyd Claimant Lawyers(s): Elisabeth S. Gray Respondent(s): First Kentucky Securities Corporation Respondent Lawyers(s): Richard Frankowski Arbitrator(s): George G. Kurschner, Steven Michael McCauley, Anthony G. Belak Hearing Site: Louisville, KY
| | $131,032 |
16-01495 | 06/28/2018 | Claimant(s): David Holcomb, Ginger Holcomb, Williams Sanders, The Estate of Sam E. Jones III, Ginger Claimant Lawyers(s): Charles A. McCallum Respondent(s): Brian Anderson, Anderson Pewitt & Associates., Anderson Pewitt & Associtates. d/b/L Financial Holdings., Weybridge Capital Partners, GP. Respondent Lawyers(s): Bradley B. Rounsaville, Richard Frankowski Arbitrator(s): Steven P. Gregory, Constance P. Barr, J. Wesley Romine Hearing Site: Birmingham, AL
| | Expungement |
16-03603 | 06/07/2018 | Claimant(s): Hugh and Amy (Betty) Mitchell Claimant Lawyers(s): Charles A McCallum Respondent(s): Brian Anderson, Raymond James Financial Services., Anderson Pewitt & AssociatesL Financial Holdings., Weybridge Capital Partners, GP Respondent Lawyers(s): Aaron Furniss, Joel M. Everest, Richard Frankowski Arbitrator(s): Harry G. Mason, J. Wesley Romine, Roslyn Barbee Hearing Site: Birmingham, AL
| | Expungement |
15-01675 | 02/10/2017 | Claimant(s): David L. Oldani Claimant Lawyers(s): Richard Frankowski Respondent(s): UBS Financial Services Inc., Stewart Anderson Respondent Lawyers(s): Anthony J. Borrelli Arbitrator(s): Mollie Wagner Neal Hearing Site: Nashville, TN
| | $0 |
15-03176 | 01/06/2017 | Claimant(s): Barbara Lattanze, Robert Lattanze Claimant Lawyers(s): Richard Frankowski Respondent(s): Catherine Mewborn, Sterne Agee Financial Services. Respondent Lawyers(s): J. Anthony Penry, Peter S. Fruin Arbitrator(s): Gayle B. Carlson Hearing Site: Raleigh, NC
| | $6,593 |
08-01662 | 10/16/2009 | Claimant(s): Charles Smith Claimant Lawyers(s): Richard Frankowski Respondent(s): Morgan Keegan & Company. Respondent Lawyers(s): Andrea Morgan Greene Arbitrator(s): Harry G. Mason Hearing Site: Atlanta, GA
| | $0 |