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FINRA Awards for Catherine Mewborn

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Case Number Award Date Case Summary Customer Case? Amount Granted
15-0317601/06/2017Claimant(s): Barbara Lattanze, Robert Lattanze
Claimant Lawyers(s): Richard Frankowski
Respondent(s): Catherine Mewborn, Sterne Agee Financial Services.
Respondent Lawyers(s): J. Anthony Penry, Peter S. Fruin
Arbitrator(s): Gayle B. Carlson
Hearing Site: Raleigh, NC
Checkmark Icon$6,593

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