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FINRA Awards for Constance P. Barr

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Case Number Award Date Case Summary Customer Case? Amount Granted
17-0190807/16/2019Claimant(s): Isabel Litovich-Quintana, Jose Torres
Claimant Lawyers(s): Jeffrey Erez
Respondent(s): Morgan Stanley
Respondent Lawyers(s): Joseph C. Coates
Arbitrator(s): Jill Pilgrim, Constance P. Barr, Irlanda Ruiz
Hearing Site: Miami, FL
Checkmark Icon$3,261,420
16-0149506/28/2018Claimant(s): David Holcomb, Ginger Holcomb, Williams Sanders, The Estate of Sam E. Jones III, Ginger
Claimant Lawyers(s): Charles A. McCallum
Respondent(s): Brian Anderson, Anderson Pewitt & Associates., Anderson Pewitt & Associtates. d/b/L Financial Holdings., Weybridge Capital Partners, GP.
Respondent Lawyers(s): Bradley B. Rounsaville, Richard Frankowski
Arbitrator(s): Steven P. Gregory, Constance P. Barr, J. Wesley Romine
Hearing Site: Birmingham, AL
Checkmark IconExpungement
12-0332006/27/2014Claimant(s): Susan Dumas
Claimant Lawyers(s): Jonathan E. Neuman
Respondent(s): Jason Parker, E*Trade Securities LLC
Respondent Lawyers(s): Jason Charles Parker, Meredith Felde Hoffman
Arbitrator(s): Robert H. Putnam, Constance P. Barr, James David Askren
Hearing Site: Atlanta, GA
Checkmark Icon$0

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