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FINRA Awards for James P. McCrocklin

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Displaying 5 out of 5 results
Case Number Award Date Case Summary Customer Case? Amount Granted
18-0431004/21/2022Claimant(s): Judith Cambron
Claimant Lawyers(s): James P. McCrocklin
Respondent(s): Christopher Hibbard, Raymond, James & Associates., Patrick Strehl
Respondent Lawyers(s): Christopher Lee Hibbard, Peter S. Fruin
Arbitrator(s): John R. Michael, Linda W. Hester, Robert David Epstein
Hearing Site: Louisville, KY
Checkmark IconExpungement
10-0294312/05/2011Claimant(s): Grayce Stewart
Claimant Lawyers(s): James P. McCrocklin
Respondent(s): Morgan Keegan & Company., William Shamburger
Respondent Lawyers(s): Christie A. Moore
Arbitrator(s): Jeffrey M. Bain, Cheryl Renee Cravens, Michael E. Martin
Hearing Site: Louisville, KY
Checkmark Icon$98,000
09-0488410/14/2010Claimant(s): Chester Zoeller
Claimant Lawyers(s): James P. McCrocklin
Respondent(s): Richard Mitchell, Sterne, Agee & Leach.
Respondent Lawyers(s): Stephen L. Poer
Arbitrator(s): R. Van Young, Robert M. Bath, Stephen Ronald Crissey
Hearing Site: Louisville, KY
Checkmark Icon$0
09-0474808/27/2010Claimant(s): James Riley
Claimant Lawyers(s): James P. McCrocklin
Respondent(s): U.S. Bancorp Investments.
Respondent Lawyers(s): Russell S. Sayre
Arbitrator(s): Leah A. Murray
Hearing Site: Louisville, KY
06-0412810/26/2007Claimant(s): Herbert Kinman
Claimant Lawyers(s): James P. McCrocklin
Respondent(s): Morgan Keegan & Company.
Respondent Lawyers(s): Shea O'Brien
Arbitrator(s): Bill Swinford, Gorman Jones Roberts, Anthony G. Belak
Hearing Site: Louisville, KY
Checkmark Icon$0

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