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FINRA Awards for Ronald Aungst

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Case Number Award Date Case Summary Customer Case? Amount Granted
11-0092611/22/2011Claimant(s): CCO Investment Services Corp.
Claimant Lawyers(s): David M. Belcher
Respondent(s): Ronald Aungst
Respondent Lawyers(s): Ronald A Aungst
Arbitrator(s): John J. Jordan
Hearing Site: Philadelphia, PA
09-0044403/16/2010Claimant(s): Dana Presti, Est of Ralph E. Dilks by Dana Presti Ex
Claimant Lawyers(s): Joseph M. Armstrong
Respondent(s): Ronald Aungst, PNC Investments LLC
Respondent Lawyers(s): Brian A. Carlis
Arbitrator(s): Guillermo L. Bosch, Joseph J. Dougherty, Catherine S. Kopley
Hearing Site: Philadelphia, PA
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