| 12-03200 | 08/30/2017 | Claimant(s): John Bach, Michael Fink
Claimant Lawyers(s): Elliot R. Good, Will Bach
Respondent(s): Morgan Stanley
Respondent Lawyers(s): Michael Ungar
Arbitrator(s): Benjamin B. Segel, Susan K. Hollenbach, W. Sean Kelleher
Hearing Site: Columbus, OH
| | |
| 13-01510 | 01/16/2015 | Claimant(s): Ann Molleson
Claimant Lawyers(s): Michael R. Reed
Respondent(s): Fifth Third Securities., John Stiltner, Vasumati Amin
Respondent Lawyers(s): Marion H. Little
Arbitrator(s): Benjamin B. Segel
Hearing Site: Columbus, OH
|  | $86,125 |
| 14-00486 | 10/30/2014 | Claimant(s): Jeffrey W. Miller, IRA
Claimant Lawyers(s): Jeffrey W. Miller
Respondent(s): Camille Tavares, Pershing LLC, Robert Michael, Thomas Phillips, First Allied Securities.
Respondent Lawyers(s): Anne K. Yannakakis, Jane Myers
Arbitrator(s): Benjamin B. Segel
Hearing Site: Cincinnati, OH
| | $0 |
| 13-00779 | 07/30/2014 | Claimant(s): Spencer Sheard
Claimant Lawyers(s): John F. Hill
Respondent(s): Wells Fargo Advisors, The Estate of Karl Baumholtz, Deceased
Respondent Lawyers(s): Deirdre C. Wolff, Karlene Clark
Arbitrator(s): Benjamin B. Segel, Jeffrey M. Bain, Cynthia Diane Rudick
Hearing Site: Cleveland, OH
| | $144,125 |
| 13-00387 | 05/21/2014 | Claimant(s): Deborah Blair, John Blair
Claimant Lawyers(s): Michael J. Elliott
Respondent(s): PNC Investments LLC
Respondent Lawyers(s): Joseph S. Simms
Arbitrator(s): Benjamin B. Segel
Hearing Site: Cleveland, OH
| | Expungement |
| 13-00464 | 09/16/2013 | Claimant(s): Paul S. Dennis Trust
Claimant Lawyers(s): Sean P. Malone
Respondent(s): UBS Financial Services Inc.
Respondent Lawyers(s): Lynn Saralli
Arbitrator(s): Benjamin B. Segel
Hearing Site: Cleveland, OH
| | $0 |
| 10-04400 | 01/20/2012 | Claimant(s): UBS Financial Services Inc.
Claimant Lawyers(s): Michael D. Lee
Respondent(s): Ethan Braid, James Negrelli, Michael Lundon, Paul McCormack
Respondent Lawyers(s): Michael D. Lee, Robert J. Hanna
Arbitrator(s): Benjamin B. Segel, Daniel L. Bonder, Kimberly C. Lawrence
Hearing Site: Cleveland, OH
| | |
| 10-02770 | 11/08/2011 | Claimant(s): Lois Reed, Lois W. Reed Trust
Claimant Lawyers(s): Andrew M. Holford
Respondent(s): Robert W. Baird & Co. Incorporated
Respondent Lawyers(s): Gregory G. Wille
Arbitrator(s): Benjamin B. Segel, Thomas R. Skulina, Mary Ten Eyck Taylor
Hearing Site: Columbus, OH
| | $0 |
| 08-02689 | 09/03/2009 | Claimant(s): Victoria Williamson
Claimant Lawyers(s): Richard R. Malone
Respondent(s): Monica Malhoit, Prudential Equity Group
Respondent Lawyers(s): John J. Murphy, William R. Ahern
Arbitrator(s): Benjamin B. Segel, Marianne L. Simpson, Ralph A. Beard
Hearing Site: Cleveland, OH
| | $0 |
| 06-03279 | 09/15/2008 | Claimant(s): Robert W. Coles Rev.Tr
Claimant Lawyers(s): Anthony Hartman
Respondent(s): Joseph Hanna, A.G. Edwards & Sons., Robert Poling
Respondent Lawyers(s): William S. Port
Arbitrator(s): Edward F. Siegel, Benjamin B. Segel, Daniel L. Bonder
Hearing Site: Cleveland, OH
| | $0 |
