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FINRA Awards for Susan K. Hollenbach

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Case Number Award Date Case Summary Customer Case? Amount Granted
12-0320008/30/2017Claimant(s): John Bach, Michael Fink
Claimant Lawyers(s): Elliot R. Good, Will Bach
Respondent(s): Morgan Stanley
Respondent Lawyers(s): Michael Ungar
Arbitrator(s): Benjamin B. Segel, Susan K. Hollenbach, W. Sean Kelleher
Hearing Site: Columbus, OH
14-0087902/18/2015Claimant(s): Thomas Kelly
Claimant Lawyers(s): Timothy Feil
Respondent(s): Charles Grimes
Respondent Lawyers(s): David E. Grimes
Arbitrator(s): Susan K. Hollenbach, Randall S. Strause, Gregory P. Szuter
Hearing Site: Cincinnati, OH
Expungement
12-0308308/01/2014Claimant(s): Angela Feagan, J. Thomas Feagan
Claimant Lawyers(s): Brian Herberth
Respondent(s): John Gould, PNC Investments
Respondent Lawyers(s): Joseph S. Simms
Arbitrator(s): Jeffrey M. Bain, Susan K. Hollenbach, Stephen P. Calardo
Hearing Site: Cincinnati, OH
Checkmark IconExpungement
06-0042912/20/2007Claimant(s): Marvice Dodds, Mary Dodds, Dodds Body Works., Marvice & Mary Dodds TTEE Dodds
Claimant Lawyers(s): Francis A. Kovacs
Respondent(s): Raymond James Financial Services.
Respondent Lawyers(s): Joseph L. Larrinaga
Arbitrator(s): Susan K. Hollenbach, Mary D. Stevenson, Richard R. Edmister
Hearing Site: Columbus, OH
Checkmark Icon$0

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