| 11-00028 | 01/31/2013 | Claimant(s): Mary Barath
Claimant Lawyers(s): Alice Stewart
Respondent(s): Ameriprise Financial Services., Satish Singh, Timothy McLaughlin
Respondent Lawyers(s): Heather J. Melloh, Timothy M. McLaughlin
Arbitrator(s): Richard W. Dissen, Eileen B. Vernon, Daniel L. Bonder
Hearing Site: Cleveland, OH
|  | Expungement |
| 10-04400 | 01/20/2012 | Claimant(s): UBS Financial Services Inc.
Claimant Lawyers(s): Michael D. Lee
Respondent(s): Ethan Braid, James Negrelli, Michael Lundon, Paul McCormack
Respondent Lawyers(s): Michael D. Lee, Robert J. Hanna
Arbitrator(s): Benjamin B. Segel, Daniel L. Bonder, Kimberly C. Lawrence
Hearing Site: Cleveland, OH
| | |
| 10-05620 | 10/21/2011 | Claimant(s): Bruce Marks
Claimant Lawyers(s): Bruce W. Marks
Respondent(s): Cindy Deleo, Morgan Stanley DW Inc., Linda Cain, Timothy Adkins
Respondent Lawyers(s): Ronald H. Isroff
Arbitrator(s): Roger W. Van Deusen, Robert M Lustig, Daniel L. Bonder
Hearing Site: Cleveland, OH
| | |
| 06-03279 | 09/15/2008 | Claimant(s): Robert W. Coles Rev.Tr
Claimant Lawyers(s): Anthony Hartman
Respondent(s): Joseph Hanna, A.G. Edwards & Sons., Robert Poling
Respondent Lawyers(s): William S. Port
Arbitrator(s): Edward F. Siegel, Benjamin B. Segel, Daniel L. Bonder
Hearing Site: Cleveland, OH
| | $0 |
