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FINRA Awards for The Estate of Karl Baumholtz

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Case Number Award Date Case Summary Customer Case? Amount Granted
13-0077907/30/2014Claimant(s): Spencer Sheard
Claimant Lawyers(s): John F. Hill
Respondent(s): Wells Fargo Advisors, The Estate of Karl Baumholtz, Deceased
Respondent Lawyers(s): Deirdre C. Wolff, Karlene Clark
Arbitrator(s): Benjamin B. Segel, Jeffrey M. Bain, Cynthia Diane Rudick
Hearing Site: Cleveland, OH
Checkmark Icon$144,125

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